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Journal of equine veterinary science2026; 105894; doi: 10.1016/j.jevs.2026.105894

Evidence of occipitoatlantoaxial malformations independent of the HOXD3 mutation in an Arabian horse.

Abstract: Occipitoatlantoaxial malformations (OAAM) are developmental disorders occurring at the occiput, atlas and axis. OAAM type 1 is a familial disorder affecting Arabian horses. Currently, a single genetic mutation in the HOXD3 gene region can be tested to confirm the diagnosis. This case describes a 3-year-old Arabian gelding affected with OAAM. Clinical examination revealed a proximal cervical deformation on the right side and severe stiffness of the neck in the sagittal plane without associated pain. Neurological examination demonstrated a generalized proprioceptive ataxia. Radiographs revealed severe cranio-cervical vertebral malformations. This horse tested negative for the genetic mutation in the HOXD3 gene. Considering the poor prognosis and a generalized grade 3/5 proprioceptive ataxia, euthanasia was elected. This case highlights the phenotypic variability of familial OAAM type 1, showing that this kind of cranial cervical vertebral malformation may be diagnosed or detected in adult horses. Further investigations are needed to better understand the genetic heterogeneity of OAAM.
Publication Date: 2026-04-12 PubMed ID: 41980677DOI: 10.1016/j.jevs.2026.105894Google Scholar: Lookup
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Summary

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Overview

  • This study reports on a case of occipitoatlantoaxial malformations (OAAM) in an Arabian horse that occurred independently of the known HOXD3 gene mutation usually linked to OAAM type 1.
  • The research highlights variability in the manifestation of OAAM and suggests the need for further genetic exploration beyond the currently identified mutation.

Background on OAAM

  • OAAM refers to developmental disorders involving malformations at the occiput (back part of the skull), atlas (first cervical vertebra), and axis (second cervical vertebra).
  • Type 1 OAAM is known to be a familial (hereditary) condition primarily affecting Arabian horses.
  • The diagnosis of OAAM type 1 is usually confirmed via genetic testing of a mutation in the HOXD3 gene region.

Case Description

  • The subject was a 3-year-old Arabian gelding presenting with physical abnormalities in the neck area.
  • Clinical findings included:
    • Proximal cervical deformation located on the right side of the neck
    • Severe stiffness of the neck when moved in the sagittal plane (front-to-back bending)
    • No apparent pain associated with neck movement
  • Neurological examination showed generalized proprioceptive ataxia, which means impaired coordination and body positioning awareness.
  • Radiographic imaging confirmed severe malformations of the cranio-cervical vertebrae, consistent with OAAM.
  • However, genetic testing for the known HOXD3 mutation came back negative, indicating the malformation was independent of the typical mutation.

Clinical Outcome and Implications

  • Because of the poor prognosis given the severity of neurological signs (grade 3/5 proprioceptive ataxia) and structural malformations, euthanasia was elected for the horse.
  • This case illustrates that not all OAAM cases are linked to the HOXD3 mutation, suggesting:
    • Phenotypic variability exists even within familial OAAM type 1 presentations.
    • Occipitoatlantoaxial malformations might develop or be detected in adult horses, rather than only in young ones.
    • Further genetic research is necessary to identify other mutations or genetic factors contributing to OAAM.

Significance and Future Directions

  • This case expands understanding of OAAM variability, indicating that horses can present with similar malformations without the known genetic mutation.
  • It points to genetic heterogeneity in OAAM, meaning multiple genes or mutations could be responsible.
  • Improved genetic screening tools will be needed to detect these other potential mutations to better diagnose and manage OAAM in horses.
  • The findings emphasize the importance of clinical and radiographic examination alongside genetic testing for comprehensive diagnosis.

Cite This Article

APA
Vanderbiest L, Rousseau L, Renaville B, Aleman M, Finno C, Milan A, Vinardell T. (2026). Evidence of occipitoatlantoaxial malformations independent of the HOXD3 mutation in an Arabian horse. J Equine Vet Sci, 105894. https://doi.org/10.1016/j.jevs.2026.105894

Publication

ISSN: 0737-0806
NlmUniqueID: 8216840
Country: United States
Language: English
Pages: 105894
PII: S0737-0806(26)00130-9

Researcher Affiliations

Vanderbiest, Lola
  • EquiTom Namur Equine Clinic, Mazy, Belgium. Electronic address: Vanderbiest.lola@gmail.com.
Rousseau, Lola
  • EquiTom Equine Clinic, Lummen, Belgium.
Renaville, Benedicte
  • Progenus, Isnes, Belgium.
Aleman, Monica
  • Department of Medicine and Epidemiology, School of Veterinary Medicine, University of California, Davis, California, USA.
Finno, Carrie
  • Department of Population Health and Reproduction, School of Veterinary Medicine, University of California Davis, Davis, California, USA.
Milan, Alessandro
  • EquiTom Namur Equine Clinic, Mazy, Belgium.
Vinardell, Tatiana
  • Equine Care Group, Lummen, Belgium.

Conflict of Interest Statement

Declaration of competing interest None of the authors has any financial or personal relationship that could inappropriately influence or bias the content of the paper.

Citations

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