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PloS one2026; 21(4); e0347571; doi: 10.1371/journal.pone.0347571

Social enrichment mitigates facial expressions and physiological indicators of short-term stress in horses.

Abstract: This study aimed to evaluate the ability of social noncontact environmental enrichment to facilitate social buffering and to characterize the emotional experience of horses subjected to restraint in stock by assessing physiological parameters and facial expressions. Pantaneiro horses (n = 11) were evaluated in a crossover design with two treatments: social noncontact enrichment during stock restraint and social isolation during stock restraint. Physiological parameters (heart rate, heart rate variability, respiratory rate, ocular temperature by infrared thermography, and auricular temperature by infrared thermometer) and facial expressions (EquiFACS) were assessed throughout the 24-minute restraint period. When horses were accompanied by a conspecific, heart rate, respiratory rate, and eye temperature were lower (p < 0.05) than when they were socially isolated. The frequency of facial expressions associated with stress responses, such as nostril dilator (AD38), inner brow raiser (AU101), upper eyelid raiser (AU5), eye white increase (AD1), ears forward (EAD101), and ears back (EAD104), was also lower (p < 0.05) in social noncontact enrichment compared to social isolation. The combined assessment of facial expressions and physiological parameters provides robust evidence that, during this intervention, the animals experience an emotional state characterized by high arousal and negative valence. In this context, social noncontact environmental enrichment can facilitate social buffering, leading to a reduction in stress indicators associated with high arousal and negative valence.
Publication Date: 2026-04-20 PubMed ID: 42008510DOI: 10.1371/journal.pone.0347571Google Scholar: Lookup
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  • Journal Article

Summary

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Overview

  • This study investigated whether social noncontact environmental enrichment can reduce stress indicators in horses subjected to restraint by evaluating physiological signs and facial expressions.
  • The results showed that horses accompanied by another horse without physical contact displayed lower physiological and facial stress indicators compared to isolated horses, suggesting social buffering effects.

Background and Objective

  • Stress in horses during handling and restraint is a significant welfare concern.
  • Social enrichment, even without physical contact, might help reduce stress by providing a calming influence known as social buffering.
  • The objective was to assess if social noncontact environmental enrichment during restraint lowers stress responses in horses.
  • The study aimed to evaluate emotional experiences during restraint by measuring physiological parameters alongside facial expressions that are linked to stress.

Methods

  • Subjects: 11 Pantaneiro horses were studied using a crossover design.
  • Treatments: Each horse underwent two treatments:
    • Social noncontact enrichment during stock restraint — horses could see and be near another horse but without physical contact.
    • Social isolation during stock restraint — horses restrained alone.
  • Measurements were taken throughout a 24-minute restraint period and included:
    • Physiological parameters:
      • Heart rate (HR)
      • Heart rate variability (HRV)
      • Respiratory rate (RR)
      • Ocular temperature via infrared thermography
      • Auricular (ear) temperature using an infrared thermometer
    • Facial expressions assessed via EquiFACS (Equine Facial Action Coding System), which identifies specific muscle movements associated with emotional states.

Key Findings

  • Physiological responses:
    • Lower heart rate when horses were accompanied by a conspecific compared to when isolated.
    • Lower respiratory rate in the social enrichment condition.
    • Lower eye temperature with social enrichment, which is associated with reduced stress.
  • Facial expression findings:
    • Reduced frequency of stress-related facial actions, including:
      • Nostril dilator (AD38) — often signifying increased arousal.
      • Inner brow raiser (AU101) — linked with discomfort or negative emotions.
      • Upper eyelid raiser (AU5) and eye white increase (AD1) — often indicate vigilance or stress.
      • Ear positions such as ears forward (EAD101) and ears back (EAD104) — reflect different stress or attentive states.
    • All these expressions occurred less frequently under social noncontact enrichment versus isolation.
  • The combined assessment supports that horses under isolation experienced higher arousal and a more negative emotional state compared to when social enrichment was present.

Interpretation and Implications

  • The study provides evidence that social noncontact enrichment acts as a social buffer, reducing both physiological and behavioral stress markers in horses under restraint.
  • This type of enrichment might mitigate negative emotional experiences during potentially stressful handling procedures.
  • Employing social noncontact enrichment could improve equine welfare during veterinary procedures, transport, or other necessary restraint situations.
  • Integrating facial expression analysis with physiological measurements offers a comprehensive tool for assessing horse welfare and emotional states.

Conclusion

  • Social noncontact environmental enrichment reduces short-term stress indicators in horses during restraint.
  • This mitigation occurs through social buffering effects that lower heart rate, respiratory rate, eye temperature, and stress-related facial expressions.
  • These findings highlight the importance of social context in managing stress and improving welfare during equine restraint procedures.

Cite This Article

APA
Bini de Lima AC, Sebastião da Fé VC, Palermo Hernandes MS, Pfeifer de Cristo EC, Dos Santos Fagundes Euzébio AG, E Silva Sousa MV, Ribeiro Caldara F, Oliveira Dos Santos VM. (2026). Social enrichment mitigates facial expressions and physiological indicators of short-term stress in horses. PLoS One, 21(4), e0347571. https://doi.org/10.1371/journal.pone.0347571

Publication

ISSN: 1932-6203
NlmUniqueID: 101285081
Country: United States
Language: English
Volume: 21
Issue: 4
Pages: e0347571

Researcher Affiliations

Bini de Lima, Ana Caroline
  • Graduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
Sebastião da Fé, Vanessa Cristini
  • Graduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
Palermo Hernandes, Maria Simara
  • Graduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
Pfeifer de Cristo, Emily Caroline
  • Undergraduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
Dos Santos Fagundes Euzébio, Ana Gabrieli
  • Undergraduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
E Silva Sousa, Maria Vitória
  • Undergraduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.
Ribeiro Caldara, Fabiana
  • Graduate Program in Animal Science, Faculty of Agricultural Sciences, Federal University of Grande Dourados, Dourados, Brazil.
Oliveira Dos Santos, Viviane Maria
  • Graduate Program in Animal Science, Faculty of Veterinary Medicine and Animal Science, Federal University of Mato Grosso do Sul, Campo Grande, Brazil.

MeSH Terms

  • Animals
  • Horses / physiology
  • Horses / psychology
  • Facial Expression
  • Heart Rate / physiology
  • Stress, Psychological / physiopathology
  • Social Isolation
  • Male
  • Female
  • Stress, Physiological
  • Respiratory Rate / physiology
  • Behavior, Animal
  • Cross-Over Studies

Conflict of Interest Statement

The authors have declared that no competing interests exist.

Citations

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