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Frontiers in veterinary science2023; 10; 960051; doi: 10.3389/fvets.2023.960051

Internal audits as a tool to assess the compliance with biosecurity rules in a veterinary faculty.

Abstract: The present paper proposes a tool to follow up the compliance of staff and students with biosecurity rules, as enforced in a veterinary faculty, i.e., animal clinics, teaching laboratories, dissection rooms, and educational pig herd and farm. Unassigned: Starting from a generic list of items gathered into several categories (personal dress and equipment, animal-related items, infrastructures, waste management, management of material/equipment and behavior), a checklist was created for each sector/activity mentioned above, based on the rules and procedures compiled in the Faculty biosecurity standard operating procedures. Checklists were created as Excel™ files. For each sector, several sheets were elaborated, i.e., one per specific activity: for example, the following sheets were created for the equine clinic: class 1-2 hospitalization (class 1 = non-infectious conditions; class 2 = infectious disease with a low or non-existent risk of transmission), class 3 hospitalization (class 3 = infectious disease with a moderate risk of transmission; these patients are suspected of having an infectious disease and being contagious for other patients and/or for humans) and consultation. Unassigned: Class 4 area, which corresponds to the isolation unit and aims at housing patients suffering from infectious diseases with a significant risk of transmission (including notifiable conditions), was not audited at that period, as it was undergoing renovation works. The audit relied on observations performed by a unique observer to ensure standardization. Observed items were presented as yes/no and multiple-choice questions. A scale from 0 to 3 or 4 (depending on the item) allowed scoring each item, i.e., 0 corresponding to 100% compliance with the procedure and the highest score to the worst situation. A median and average global score was also estimated by category and by activity. Unassigned: The methodology described in the present paper allows estimating the compliance with biosecurity standard operating procedures in a specific sector and/or for a given activity. The identification of criteria needing improvement is a key point: it helps prioritizing actions to be implemented and awareness raising among people concerned. Regular internal auditing is an essential part of a biosecurity plan, the frequency being conditioned by the risk linked to a specific activity or area (i.e., more frequent audits in risky situations).
Publication Date: 2023-03-02 PubMed ID: 36937021PubMed Central: PMC10018162DOI: 10.3389/fvets.2023.960051Google Scholar: Lookup
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Summary

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This research paper presents a tool for monitoring staff and students’ compliance with biosecurity rules in veterinary facilities such as animal clinics, labs, and educational farms. The tool is a checklist system created in Excel and is based on the biosecurity standard operating procedures.

Development of the Audit Tool

  • The study began by compiling a generic list of items for the biosecurity audit, categorized as personal dress and equipment, animal-related items, infrastructures, waste management, management of material/equipment and behavior.
  • Based on the biosecurity standard operating procedures of the Faculty, a checklist was created for each area of activity, including animal clinics, teaching laboratories, dissection rooms, and the educational pig herd and farm.
  • These checklists were prepared in Excel files, with different sheets corresponding to different activities within a sector. In the case of the equine clinic, separate sheets were created for three classes of hospitalization based on the risk of disease transmission and consultation.
  • The class 4 area, designated for patients with infectious diseases possessing significant transmission risk, wasn’t audited at this time due to renovation.

Audit Procedure and Scoring

  • The audit relied on a single observer to ensure standardization. Each item on the checklist was presented as a yes/no or multiple-choice question.
  • An item’s compliance with procedures was scored on a scale of 0 to 3 or 4 depending on the item, where 0 represented full compliance and the highest score indicated the worst possible status.
  • In addition to individual item scores, a global score was computed for each category and activity, represented as both a median and an average.

Significance of the Audit Tool

  • This methodology allows for the estimation of compliance with biosecurity procedures within a given sector or activity, and helps identify areas that need improvement.
  • The audit results can be used to prioritize actions to be taken and to raise awareness among the concerned individuals.
  • Internal audits are a crucial part of a biosecurity plan, and the frequency of audits should be determined based on the risk associated with a particular activity or area.

Cite This Article

APA
Humblet MF, Saegerman C. (2023). Internal audits as a tool to assess the compliance with biosecurity rules in a veterinary faculty. Front Vet Sci, 10, 960051. https://doi.org/10.3389/fvets.2023.960051

Publication

ISSN: 2297-1769
NlmUniqueID: 101666658
Country: Switzerland
Language: English
Volume: 10
Pages: 960051
PII: 960051

Researcher Affiliations

Humblet, Marie-France
  • Unit Biosafety, Biosecurity and Environmental Licenses, Department for Occupational Protection and Hygiene, University of Liège, Liège, Belgium.
Saegerman, Claude
  • Veterinary Science Epidemiology and Risk Analysis Research Unit (UREAR-ULiège), Fundamental and Applied Research for Animals and Health Center (FARAH), Department of Infectious and Parasitic Diseases, Faculty of Veterinary Medicine, University of Liège, Liège, Belgium.

Conflict of Interest Statement

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

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Citations

This article has been cited 1 times.
  1. Saegerman C, Parisi G, Niemi J, Humblet MF, Ron-Román J, Souley Kouato B, Allepuz A, Porphyre V, Rodrigues da Costa M, Renault V. Evaluation Survey on Agreement with Existing Definitions of Biosecurity with a Focus on Livestock.. Animals (Basel) 2023 Apr 30;13(9).
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